There’s nothing the On The Regs team likes better than a good industry conference. The first quarter of each year is normally fertile ground for asset management conferences as people meet to reflect on the previous year and debate and … Continue reading Conference Quick Take: Digital Disruption and Environmental Issues Take Center Stage
With less than 45 days until the UK leaves the EU, the likelihood of a no-deal Brexit has increased, following the failure to secure political approval for the Withdrawal Agreement. With ongoing political divergence and time running out, asset managers … Continue reading Dot the i’s and cross the t’s: Are you prepared for a no-deal Brexit?
The story of painting the Golden Gate Bridge has it that once you get to the end, you must start all over again. Similarly, adhering to global derivative regulation is seemingly a never-ending process. Here, we outline the significance of … Continue reading The Never-Ending Story of OTC Derivatives Regulation
For some time now, financial firms have been looking at how they can use artificial intelligence (AI) to improve their processes, automate rote functions, and create efficiencies in their operating models. But the industry still has a long way to … Continue reading Luxembourg’s Financial Regulator Takes Another Step to Advance AI Adoption
The recently published review of the AIFMD regime highlights areas that work, those that could be improved, and those that require further analysis. However, it also shows once again the crucial role of the UK within the EU funds sector, … Continue reading AIFMD Revisited: EU Reviews, Reflects, and May Revamp
When it comes to cybersecurity, one weak link makes the whole chain vulnerable. To combat an increasing threat, global regulators are bolstering global cybersecurity initiatives. But regulations alone aren’t enough. Here we look at what global asset managers can do … Continue reading SEC’s Cybersecurity Agenda Is a Call to Action for Asset Managers