As we enter a new decade, it is an opportune time for reflection on what has passed, but also a chance to look ahead to future challenges and opportunities within asset management. If the last ten years were largely defined … Continue reading 2020 Regulatory Field Guide: The Year of Clarity and Precision
Just under two weeks into the new decade and financial regulators have already released several publications impacting asset managers. One significant release, especially for firms that do business in Europe, was the Securities and Market Authority’s (ESMA’s) publication of the … Continue reading ESMA Provides Temporary Reprieve on SFTR Reporting Requirements
We highlight what to expect this quarter and recap Q4’s key regulatory developments. What could change the game in Q1: Yet again, we’re approaching another Brexit deadline. If both sides can agree to terms prior to January 31, the separation … Continue reading What FinReg Has in Store for Q1 2020
As we approach the end of the year, we’d like to take a moment to thank all our OnTheRegs readers for spending a few minutes with us each week. As the list shows, OnTheRegs covered a wide spectrum of topics … Continue reading The Top 10 Most Read OnTheRegs Posts of the Year
I love deadlines. I like the whooshing sound they make as they pass. -The Hitchhikers’ Guide to the Galaxy It is hard to believe we are just a couple weeks away from the dawning of a new decade. Time flies … Continue reading A Tip of the Hat to the Top Regulations of the Decade
EU regulations often cast a shadow far beyond the borders of Europe. More than a year since its implementation, this extra territorial impact has been highlighted once more as the EU’s General Data Protection Regulation (GDPR) hinders certain EU firms … Continue reading Can the EU and US Build a Bridge Across Data Privacy Divide?