Just last week, the SEC published a new strategic plan covering 2018-2022. It’s focused on making the agency more effective in an ever-evolving market and provides an effective roadmap to areas of regulatory focus in US asset management for the foreseeable future.
Luxembourg recently released a set of rules concerning governance arrangements of management companies. This has been an evident regulatory trend as Ireland and the UK previously made similar announcements. Here’s what UCITS and AIFMD management companies need to know.
The absence of globally accepted environmental, social, governance (ESG) standards has not detracted from the rapid growth in ESG fund inflows. However, data driven evidence of “walking the walk” are key components to building and retaining credibility in the ESG arena.
We highlight what to expect this quarter and recap Q3 2018’s key regulatory developments.
Fresh off his trip to Greater China, Adrian sits down with Des O’Donoghue, Chief Operating Officer and co-founder of FundRecs to talk about some of his observations. He discusses technological developments in Greater China that are likely to have significant impact to asset managers globally.