The SEC has continued to advance its vast regulatory agenda through the summer months. As temperatures remain high so too do US financial regulation demands.
ESMA recently published its findings after inspecting UCITS Efficient Portfolio Management and the report is likely to trigger higher standards of oversight and governance of UCITS EPM programs. Here’s what asset managers need to know.
The UK has a rich tradition of musical innovation. From the Beatles, Rolling Stones, and Led Zeppelin to the more contemporary Adele and Ed Sheeran, the country has always taken a major role in the […]
The long anticipated Open-Ended Fund Company (OFC) took effect in Hong Kong last week and is widely expected to play a key role in the future growth of Hong Kong as a fund domicile. But there is still work to do.
The European Banking Authority and Bank of England are urging one another to act quickly to avoid a calamitous melt down of European OTC swap contracts before the Brexit deadline. While their statements stirred up fear, the practical realities are less dramatic.