The future location and construct of the euro clearing industry is one of the most contentious matters within the Brexit regulation debate. Let’s look at the key issues.
New regulations that would govern the approval of ETFs in the US could cut costs and speed up the process for asset managers launching new products. Here’s what you need to know about why and how the SEC may soon revisit regulating ETFs.
The European Securities and Markets Authority (ESMA) is following the lead of the Financial Conduct Authority (FCA) in the UK by looking at fund competitiveness and joining the industry’s active versus passive funds debate.
With the MiFID 2 deadline quickly approaching, the Securities and Exchange Commission (SEC) and the European Commission both issued statements regarding MiFID 2 research requirements.
The European Commission recently proposed substantial changes to the cross-border finance supervisory model. Here’s what UCITS and AIFMD managers need to know.