We recap the regulatory developments in Q2 and highlight what to expect next quarter.
Timothy Bosco discusses how regulatory interest in FinTech is shaping the industry’s approach to new technology.
On the Regs contributors share their thoughts on how asset managers can prepare for the upcoming FinReg changes.
With four months until listing standards change across exchanges, Michael Mundt, Partner at Stradley Ronon Stevens & Young, breaks down what ETF managers need to know.
Garrett Berkery warns that asset managers should not underestimate the coordination required to comply with the new reporting requirements for securities financing transactions.