We highlight what to expect this quarter and recap Q4’s key regulatory developments. What could change the game in Q1: Yet again, we’re approaching another Brexit deadline. If both sides can agree to terms prior to January 31, the separation … Continue reading What FinReg Has in Store for Q1 2020
As we approach the end of the year, we’d like to take a moment to thank all our OnTheRegs readers for spending a few minutes with us each week. As the list shows, OnTheRegs covered a wide spectrum of topics … Continue reading The Top 10 Most Read OnTheRegs Posts of the Year
Following the US Security and Exchange Commission’s (SEC) approval of Precidian’s Active Shares model in May, four semi-transparent ETF structures were just yesterday given notice of approval by the SEC. The new ETF structures could herald a new era of … Continue reading New Wave of Active ETFs Shield the Secret Sauce
With less than a year to go before the September 2020 deadline for Shareholder Rights Directive II (SRD II) implementation, industry participants such as intermediaries, asset managers, brokers, and financial institutions are asking “How do I prepare?” While our earlier … Continue reading Shareholder Rights Directive II: Improving Corporate Governance of Listed Shares in the EU
Asset managers today are faced with an overwhelming quantity of data. The paradox for many managers is that as the avalanche grows, clients and regulators are increasingly keen to look at the data on a much more granular level than … Continue reading Regulation Further Propels Asset Managers towards Digital Transformation
We highlight what to expect this quarter and recap Q3’s key regulatory developments. What could change the game in Q4: The US SEC just released its final ETF ruleset, making it easier for ETFs to come to market. Yet several … Continue reading What FinReg Has in Store for Q4 2019