On The Regs: Q2 Update
We recap the regulatory developments in Q2 and highlight what to expect next quarter.
Author: bbhblogs
Regulators Take Interest in FinTech
Timothy Bosco discusses how regulatory interest in FinTech is shaping the industry’s approach to new technology.
4 Regulatory Developments to Watch
On the Regs contributors share their thoughts on how asset managers can prepare for the upcoming FinReg changes.
Five Questions on Continued Listing Standards for ETFs
With four months until listing standards change across exchanges, Michael Mundt, Partner at Stradley Ronon Stevens & Young, breaks down what ETF managers need to know.
The Latest Regulatory Reporting Requirement Goes Live Next Month. Are You Ready?
Garrett Berkery warns that asset managers should not underestimate the coordination required to comply with the new reporting requirements for securities financing transactions.
