With four months until listing standards change across exchanges, Michael Mundt, Partner at Stradley Ronon Stevens & Young, breaks down what ETF managers need to know.
Hester Peirce, Senior Research Fellow and Director, Financial Markets Working Group at the Mercatus Center at George Mason University, discusses the arguments for and against the Fiduciary Rule—and its likely fate.
Brian Kapko, Director of Regulatory Reporting Operations for Confluence Technologies, highlights the filing and data challenges the new rules present and how firms can prepare for next June.
Brian Knight, Senior Research Fellow at George Mason University’s Mercatus Center, explains the debate around the Consumer Financial Protection Bureau and the likelihood of its reform.
Niamh Ryan, Partner at A&L Goodbody, discusses the Central Bank of Ireland’s new governance regime for funds domiciled in Ireland.