Claire Savage, Chief Operating Officer of AQMetrics, highlights what you need to know about regulatory reporting and the importance of protecting data.
Vicky Sanders, Co-Founder of RSRCHXchange, highlights the challenges MiFID 2 poses to buy-side and sell-side firms and predicts how the new rules will affect investment research in the next five years.
With four months until listing standards change across exchanges, Michael Mundt, Partner at Stradley Ronon Stevens & Young, breaks down what ETF managers need to know.
Hester Peirce, Senior Research Fellow and Director, Financial Markets Working Group at the Mercatus Center at George Mason University, discusses the arguments for and against the Fiduciary Rule—and its likely fate.
Brian Kapko, Director of Regulatory Reporting Operations for Confluence Technologies, highlights the filing and data challenges the new rules present and how firms can prepare for next June.