With January 2018 fast approaching, the assessment of investment research requirements under the Markets in Financial Instruments Directive (MiFID 2) is generating debate around the most suitable global model.
Vicky Sanders, Co-Founder of RSRCHXchange, highlights the challenges MiFID 2 poses to buy-side and sell-side firms and predicts how the new rules will affect investment research in the next five years.
News broke Wednesday of a plan to delay the implementation of the Department of Labor (DoL) Fiduciary Rule effective date until at least July 1, 2019.
Matt LaPointe discusses what a shorter securities settlement cycle means for US asset managers.
ESMA’s recently published Brexit relocation opinions may foreshadow the focus areas of the upcoming UCITS and AIFMD reviews in 2018.