It may not be highest priority for many asset managers but post-trade regulation can have broad implications for the industry and should not be ignored.
While revising the EU’s Money Market Funds Regulation has taken the better part of a decade, July’s implementation deadline is coming into sight. However, one critically important policy issue remains unresolved. Now, both policymakers and asset managers have key decisions to conclude.
The US Securities and Exchange Commission (SEC) has kept their promise to take up the retail investor protection baton from the Department of Labor and the SEC’s proposed Regulation Best Interest may be another tailwind to US ETFs.
This Wednesday marks just one month left until the EU’s General Data Protection Regulation (GDPR) takes effect, touching almost every global business. Laura Wadding, Director of Risk Advisory at Deloitte, breaks down the asset manager’s perspective.
Data is one of today’s most valued commodities and regulators want to see it adequately protected. The EU’s General Data Protection Regulation sets a high bar with its aim to enhance and harmonize data protection […]