What We Know— and Don’t Know— about FinReg in the Second Half of 2017
Looking ahead to the key FinReg issues asset managers will face in the second half of 2017—and beyond.
ESMA
ESMA Sets the Ground Rules for the Post-Brexit Gold Rush
Could ESMA’s ground rules for UK firms relocating to the EU unintentionally disrupt the UCITS ecosystem?
The Latest Regulatory Reporting Requirement Goes Live Next Month. Are You Ready?
Garrett Berkery warns that asset managers should not underestimate the coordination required to comply with the new reporting requirements for securities financing transactions.
What’s Going on With the AIFMD?
Checking in on the latest developments, or lack thereof, with the AIFMD.
Could the FCA Split Up Retail and Institutional Investors?
The FCA’s recently published discussion paper on open-ended funds with illiquid assets suggests a radical change that could alter the way funds are structured.
