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Tag: ESMA

Industry Insights

ESMA Seeks Peak Performance

December 7, 2020December 4, 2020 bbhblogs

ESMA Seeks Peak Performance With industry competition constantly at fever pitch, the regulatory scrutiny on fees charged to investors remains equally intense in Europe. We recently flagged that European Securities Markets Authority (ESMA) wish to look beyond fee disclosures to … Continue reading ESMA Seeks Peak Performance

Industry Insights

ESMA Letter: AIFMD Revisions just the Tip of the Iceberg

August 24, 2020August 21, 2020 Adrian Whelan

“I didn’t have time to write a short letter, so I wrote a long one instead.” Mark Twain We recently flagged the European Commission’s review of the Alternative Investment Fund Management Directive (AIFMD). The Commission’s initial report was short and … Continue reading ESMA Letter: AIFMD Revisions just the Tip of the Iceberg

Industry Insights

Fund Liquidity Continues to Define European Regulatory Agenda

February 24, 2020February 24, 2020 Adrian Whelan

A number of high-profile fund suspensions last year, coupled with the forthcoming European Securities Market Authority (ESMA) Liquidity Stress Testing Guidelines set for September 2020, were strong indicators that the thorny issue of fund liquidity would be high on European … Continue reading Fund Liquidity Continues to Define European Regulatory Agenda

Industry Insights

The Big Reveal: Three Takeaways from ESMA’s Future Plans

January 27, 2020January 24, 2020 Adrian Whelan

We are still at that time of the year where people make and break resolutions for the immediate future. Regulators are no different. On January 9, the European Securities Market Authority (ESMA) laid out its strategy document for the next … Continue reading The Big Reveal: Three Takeaways from ESMA’s Future Plans

Industry Insights

Top Down, Bottom Up: The Topsy-Turvy World of Fund Liquidity

November 11, 2019November 8, 2019 Melissa McDonough

Regulators on both sides of the Atlantic are tightening liquidity rules for investment funds with the primary focus on whether or not fund portfolios can keep their promise of daily liquidity to their fund investors at all times. We have … Continue reading Top Down, Bottom Up: The Topsy-Turvy World of Fund Liquidity

Industry Insights
Frayed rope representing stress testing

New ESMA Fund Stress Tests Aim to Soothe Investor Liquidity Concerns

September 16, 2019October 29, 2019 Adrian Whelan

Regulatory scrutiny of mutual fund liquidity has been an ongoing area of focus for several years now. Regulators have already put exchange traded funds (ETFs) and money market funds (MMFs) under their microscope, but they are now intensifying that scrutiny … Continue reading New ESMA Fund Stress Tests Aim to Soothe Investor Liquidity Concerns

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