Almost a decade on from the initial attempt, the US Securities and Exchange Commission (SEC) has proposed a new rule that will make bringing an ETF to market faster and less expensive.
The US Securities and Exchange Commission (SEC) has kept their promise to take up the retail investor protection baton from the Department of Labor and the SEC’s proposed Regulation Best Interest may be another tailwind to US ETFs.
We highlight what to expect this quarter and recap Q1 2018’s key regulatory developments.
New regulatory requirements for US ETFs selling to EU investors have caused some providers to seriously consider launching UCITS ETFs to take advantage of a growing opportunity.
Richard Withers, Head of Government Relations in Europe at Vanguard Asset Management, discusses the key issues and trends shaping the global regulatory landscape.