In recent months, the EU’s Markets in Financial Instruments Directive (MiFID 2), the US Department of Labor’s Fiduciary Rule, and Brexit have dominated the headlines and minds of global asset managers. As 2018 approaches, there’s another significant regulatory shift on the horizon that should not be forgotten.
We recap the regulatory developments in Q2 and highlight what to expect next quarter.
On the Regs contributors share their thoughts on how asset managers can prepare for the upcoming FinReg changes.
With four months until listing standards change across exchanges, Michael Mundt, Partner at Stradley Ronon Stevens & Young, breaks down what ETF managers need to know.
Looking ahead to the key FinReg issues asset managers will face in the second half of 2017—and beyond.