New regulations that would govern the approval of ETFs in the US could cut costs and speed up the process for asset managers launching new products. Here’s what you need to know about why and how the SEC may soon revisit regulating ETFs.
We recap the regulatory developments in Q3 and highlight what to expect next quarter.
In recent months, the EU’s Markets in Financial Instruments Directive (MiFID 2), the US Department of Labor’s Fiduciary Rule, and Brexit have dominated the headlines and minds of global asset managers. As 2018 approaches, there’s another significant regulatory shift on the horizon that should not be forgotten.
We recap the regulatory developments in Q2 and highlight what to expect next quarter.
On the Regs contributors share their thoughts on how asset managers can prepare for the upcoming FinReg changes.