Brian Kapko, Director of Regulatory Reporting Operations for Confluence Technologies, highlights the filing and data challenges the new rules present and how firms can prepare for next June.
Your guide to navigating the regulatory landscape in 2017.
Looking at the year ahead, we’ve identified some of the key FinReg issues for asset managers in 2017.
The On the Regs contributors share their thoughts on the key regulatory challenges for asset managers in 2017.
With the SEC’s approval of the reporting modernization and liquidity rules in October, asset managers need to start preparing for the first compliance date in August 2017.