Skip to content

On The Regs

On The Regs

  • Home
  • About
  • Brexit
  • COVID-19
  • Fintech
  • ESG
  • Greater China
  • Guest Commentary

Tag: Liquidity rules

Industry Insights

Fund Liquidity Continues to Define European Regulatory Agenda

February 24, 2020February 24, 2020 Adrian Whelan

A number of high-profile fund suspensions last year, coupled with the forthcoming European Securities Market Authority (ESMA) Liquidity Stress Testing Guidelines set for September 2020, were strong indicators that the thorny issue of fund liquidity would be high on European … Continue reading Fund Liquidity Continues to Define European Regulatory Agenda

Industry Insights

Top Down, Bottom Up: The Topsy-Turvy World of Fund Liquidity

November 11, 2019November 8, 2019 Melissa McDonough

Regulators on both sides of the Atlantic are tightening liquidity rules for investment funds with the primary focus on whether or not fund portfolios can keep their promise of daily liquidity to their fund investors at all times. We have … Continue reading Top Down, Bottom Up: The Topsy-Turvy World of Fund Liquidity

Industry Insights
Frayed rope representing stress testing

New ESMA Fund Stress Tests Aim to Soothe Investor Liquidity Concerns

September 16, 2019October 29, 2019 Adrian Whelan

Regulatory scrutiny of mutual fund liquidity has been an ongoing area of focus for several years now. Regulators have already put exchange traded funds (ETFs) and money market funds (MMFs) under their microscope, but they are now intensifying that scrutiny … Continue reading New ESMA Fund Stress Tests Aim to Soothe Investor Liquidity Concerns

Industry Insights
Don't Throw the Baby out with the Bathwater

Fund Liquidity: Don’t Throw the Baby Out with the Bathwater

July 29, 2019July 26, 2019 Adrian Whelan

For some time now regulators across the globe have been sharply focused on the liquidity of investment funds. More specifically, policymakers have homed in on those funds that sell to retail investors and purport to be capable of returning investors … Continue reading Fund Liquidity: Don’t Throw the Baby Out with the Bathwater

Industry Insights

The SEC Liquidity Rule – Challenges Continue as Implementation Looms

April 29, 2019April 29, 2019 Melissa McDonough

More than a year ago, we explored challenges that asset managers were facing as they worked to implement the SEC’s Liquidity Rule. Now, 13 months later, many of those challenges still exist. With major compliance dates around the corner, here’s … Continue reading The SEC Liquidity Rule – Challenges Continue as Implementation Looms

Industry Insights

No Summer Slowdown for the SEC as US Financial Regulation Heats Up

August 20, 2018 Adrian Whelan

The SEC has continued to advance its vast regulatory agenda through the summer months. As temperatures remain high so too do US financial regulation demands. Continue reading No Summer Slowdown for the SEC as US Financial Regulation Heats Up

Posts navigation

Older posts

Policies & Notices

BBH Privacy Policy

BBH Cookie Policy

BBH Manage Cookies Guide

BBH Web Accessibility

 

LinkedIn

  • View adrian-whelan-43091511’s profile on LinkedIn
Proudly powered by WordPress Theme: Gazette by Automattic.