The SEC announced a nine-month filing delay for Form N-PORT, but make sure to read the fine print!
Some US financial regulations are on hold, while others are moving full steam ahead. Here’s a roundup of the latest changes and what asset managers need to know. US President Donald Trump signed three executive […]
On the Regs contributors share their thoughts on how asset managers can prepare for the upcoming FinReg changes.
Brian Kapko, Director of Regulatory Reporting Operations for Confluence Technologies, highlights the filing and data challenges the new rules present and how firms can prepare for next June.
Your guide to navigating the regulatory landscape in 2017.