Claire Savage, Chief Operating Officer of AQMetrics, highlights what you need to know about regulatory reporting and the importance of protecting data.
With January 2018 fast approaching, the assessment of investment research requirements under the Markets in Financial Instruments Directive (MiFID 2) is generating debate around the most suitable global model.
Vicky Sanders, Co-Founder of RSRCHXchange, highlights the challenges MiFID 2 poses to buy-side and sell-side firms and predicts how the new rules will affect investment research in the next five years.
We recap the regulatory developments in Q2 and highlight what to expect next quarter.
On the Regs contributors share their thoughts on how asset managers can prepare for the upcoming FinReg changes.