With the MiFID 2 deadline quickly approaching, the Securities and Exchange Commission (SEC) and the European Commission both issued statements regarding MiFID 2 research requirements.
Just weeks away from go-time for MiFID 2, but what will this mean for the financial services industry? Here are five perspectives on the legacy of this massive regulation.
We recap the regulatory developments in Q3 and highlight what to expect next quarter.
Claire Savage, Chief Operating Officer of AQMetrics, highlights what you need to know about regulatory reporting and the importance of protecting data.
With January 2018 fast approaching, the assessment of investment research requirements under the Markets in Financial Instruments Directive (MiFID 2) is generating debate around the most suitable global model.