2018 will be a transitional year for financial regulation as we move from a decade of policy debate to a time of conclusion and implementation in several key areas.
As the saying goes, “the more things change, the more they stay the same.” When thinking about 2017’s global financial regulatory landscape, the sentiment fits nicely.
With the MiFID 2 deadline quickly approaching, the Securities and Exchange Commission (SEC) and the European Commission both issued statements regarding MiFID 2 research requirements.
Just weeks away from go-time for MiFID 2, but what will this mean for the financial services industry? Here are five perspectives on the legacy of this massive regulation.
Claire Savage, Chief Operating Officer of AQMetrics, highlights what you need to know about regulatory reporting and the importance of protecting data.