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Tag: PRIIPS

Industry Insights

European Policymakers Lock Horns Once More on PRIIPs

July 27, 2020July 24, 2020 Adrian Whelan

In the face of its greatest social and economic challenge, last week the EU managed to agree on a historic spending package worth €750 billion to curb the catastrophic economic impacts of the coronavirus pandemic. After almost five days of … Continue reading European Policymakers Lock Horns Once More on PRIIPs

Industry Insights

EU Regulators Answer Industry’s PRIIPs Call

November 4, 2019November 4, 2019 Adrian Whelan

The European Supervisory Authorities (ESAs) are a triumvirate of EU regulators representing the securities market, insurance, and banking and collectively oversee the EU financial sector. For several years, the ESAs have been working to frame a suitable investor disclosure regime … Continue reading EU Regulators Answer Industry’s PRIIPs Call

Industry Insights

Regulators and the Law of Unintended Consequence

April 22, 2019April 18, 2019 Adrian Whelan

“When we try to pick out anything by itself, we find it hitched to everything else in the universe.” — John Muir The adoption of well-intentioned investor protection legislation can come with unintended (and sometimes harmful) consequences. For example, when … Continue reading Regulators and the Law of Unintended Consequence

Industry Insights

Conference Quick Take: Springtime in New York

March 25, 2019March 22, 2019 Adrian Whelan

Adrian Whelan recently spent time in New York, the first stop on the speaking trail was the UCITS & AIFMD for US Managers conference, which provided a forum to discuss various issues pertaining to regulated funds in Europe including Brexit … Continue reading Conference Quick Take: Springtime in New York

Industry Insights
Aerial view of the coast of Corsica, winding roads. Cyclists running on a road. France

PRIIPs: The Long and Winding Road

February 25, 2019October 29, 2019 Adrian Whelan

The implementation of PRIIPs has been a bumpy journey. The main goals of the regulation are to increase standardization and transparency for retail investors. However, industry concerns remain and recently there were more pleas from product providers to policymakers for … Continue reading PRIIPs: The Long and Winding Road

Industry Insights

2018 Financial Regulatory Review: A Flurry of Activity

December 19, 2018 Adrian Whelan

Despite a lack of mega-regulation, between Brexit, new ETF rules, and increasing investor protections, 2018 had plenty of action for global asset managers. Continue reading 2018 Financial Regulatory Review: A Flurry of Activity

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