As we enter a new decade, it is an opportune time for reflection on what has passed, but also a chance to look ahead to future challenges and opportunities within asset management. If the last ten years were largely defined … Continue reading 2020 Regulatory Field Guide: The Year of Clarity and Precision
Timothy Bosco discusses how regulatory interest in FinTech is shaping the industry’s approach to new technology. Continue reading Regulators Take Interest in FinTech
Garrett Berkery warns that asset managers should not underestimate the coordination required to comply with the new reporting requirements for securities financing transactions.
As the battle against money laundering continues, Marcus Doherty discusses the new rules to combat tax evasion that take effect in June. Continue reading “AMLD 4 – Evolution not Revolution”
With all signs indicating that the revised PRIIPs rules will be approved by Parliament, asset managers can emerge from their holding pattern and implement their PRIIPs solutions. Continue reading “PRIIPs Rules are Finally Finalized (at Least for Now)”
Stephen Bruel, Head of the Derivatives and Collateral Management, and Bijal Shah, Global Head of FX Contracts and Regulatory Strategy at Brown Brothers Harriman discuss the upcoming variation margin rule. Continue reading “Derivatives Regulation -The Journey Continues”