Data is now the most valuable commodity in the modern economy, making it a target for those who wish to exploit it by any means necessary. Regulators are scrambling to keep up and ensure personal data is not compromised. In May, the EU will implement unprecedented data protection regulations.
With January 2018 fast approaching, the assessment of investment research requirements under the Markets in Financial Instruments Directive (MiFID 2) is generating debate around the most suitable global model.
News broke Wednesday of a plan to delay the implementation of the Department of Labor (DoL) Fiduciary Rule effective date until at least July 1, 2019.
On the Regs contributors share their thoughts on how asset managers can prepare for the upcoming FinReg changes.
With four months until listing standards change across exchanges, Michael Mundt, Partner at Stradley Ronon Stevens & Young, breaks down what ETF managers need to know.