4 Regulatory Developments to Watch
On the Regs contributors share their thoughts on how asset managers can prepare for the upcoming FinReg changes.
SEC
Five Questions on Continued Listing Standards for ETFs
With four months until listing standards change across exchanges, Michael Mundt, Partner at Stradley Ronon Stevens & Young, breaks down what ETF managers need to know.
What We Know— and Don’t Know— about FinReg in the Second Half of 2017
Looking ahead to the key FinReg issues asset managers will face in the second half of 2017—and beyond.
ETFs Enter the Regulatory Spotlight
The Central Bank of Ireland’s recent ETF discussion paper may herald a new era of regulatory change for the industry.
Five Questions about the DoL Fiduciary Rule
Hester Peirce, Senior Research Fellow and Director, Financial Markets Working Group at the Mercatus Center at George Mason University, discusses the arguments for and against the Fiduciary Rule—and its likely fate.
