As the saying goes, “the more things change, the more they stay the same.” When thinking about 2017’s global financial regulatory landscape, the sentiment fits nicely.
The SEC announced a nine-month filing delay for Form N-PORT, but make sure to read the fine print!
Some US financial regulations are on hold, while others are moving full steam ahead. Here’s a roundup of the latest changes and what asset managers need to know. US President Donald Trump signed three executive […]
New regulations that would govern the approval of ETFs in the US could cut costs and speed up the process for asset managers launching new products. Here’s what you need to know about why and how the SEC may soon revisit regulating ETFs.
With the MiFID 2 deadline quickly approaching, the Securities and Exchange Commission (SEC) and the European Commission both issued statements regarding MiFID 2 research requirements.