The Central Bank of Ireland’s recent ETF discussion paper may herald a new era of regulatory change for the industry.
Hester Peirce, Senior Research Fellow and Director, Financial Markets Working Group at the Mercatus Center at George Mason University, discusses the arguments for and against the Fiduciary Rule—and its likely fate.
Brian Kapko, Director of Regulatory Reporting Operations for Confluence Technologies, highlights the filing and data challenges the new rules present and how firms can prepare for next June.
We discuss what Trump’s recent actions mean for US financial regulation and key changes we could expect from his administration.
Your guide to navigating the regulatory landscape in 2017.