New regulations that would govern the approval of ETFs in the US could cut costs and speed up the process for asset managers launching new products. Here’s what you need to know about why and how the SEC may soon revisit regulating ETFs.
With the MiFID 2 deadline quickly approaching, the Securities and Exchange Commission (SEC) and the European Commission both issued statements regarding MiFID 2 research requirements.
Data is now the most valuable commodity in the modern economy, making it a target for those who wish to exploit it by any means necessary. Regulators are scrambling to keep up and ensure personal data is not compromised. In May, the EU will implement unprecedented data protection regulations.
With January 2018 fast approaching, the assessment of investment research requirements under the Markets in Financial Instruments Directive (MiFID 2) is generating debate around the most suitable global model.
News broke Wednesday of a plan to delay the implementation of the Department of Labor (DoL) Fiduciary Rule effective date until at least July 1, 2019.